Sectors · Legal professionals

AML/CTF compliance for legal professionals

Law firms and legal practices providing certain professional services are among the Tranche 2 sectors brought into Australia’s AML/CTF regime.

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Scope

Are you in scope?

You may be in scope where you provide designated professional services — for example assisting with the buying or selling of real estate, managing client money or assets, or helping set up companies or trusts.

Whether your business is a reporting entity depends on the designated services you provide — not on having an ABN or being based in Australia. Check AUSTRAC’s sector guidance, and seek professional advice for your situation.

For authoritative sector guidance, see AUSTRAC’s legal professionals guidance.

How Lex-AML helps legal professionals

Build an AML/CTF program tailored to a legal practice’s services and risks.
Run consistent customer due diligence without disrupting client work.
Keep a defensible audit trail and review-ready records for each matter.
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FAQ

Common questions

Are law firms reporting entities under the AML/CTF regime?

A legal practice may be in scope where it provides designated services — for example assisting with buying or selling real estate, managing client money or assets, or helping set up companies or trusts. Whether you are a reporting entity depends on the specific services you provide; check AUSTRAC’s legal profession guidance and seek professional advice.

How does Lex-AML help legal practices?

Lex-AML is being built to help legal practices prepare an AML/CTF program, run consistent customer due diligence, collect evidence, and keep a review-ready audit trail for each matter.

Does Lex-AML provide legal advice?

No. Lex-AML supports compliance workflows and record keeping. It does not provide legal advice, does not guarantee compliance, and does not replace professional judgement.

Lex-AML supports compliance workflows and record keeping. It does not provide legal advice, does not guarantee compliance, and does not replace professional judgement or advice from a qualified AML/CTF adviser or legal professional.

See Lex-AML for legal professionals

Book a demo to see the current Lex-AML preview, discuss your sector workflow and understand how the product is being developed.